Regulator
FINMA
FINMA is the Swiss government body responsible for financial regulation. This includes the supervision of banks, insurance companies, stock exchanges and securities dealers, as well as other financial intermediaries in Switzerland.
Alpha Global Wealth SA is registered as an Insurance Intermediary with the Swiss Financial Market Supervisory Authority (FINMA n° F01300568) regarding its conduct of Swiss Insurance and pensions business.
Our regulatory standards mean that Alpha Global Wealth SA is obliged to follow very stringent regulatory obligations. As an extra layer of protection for our clients and in the highly unlikely event that a mistake should be made in the advice provided, Alpha Global Wealth SA holds a CHF3’000’000 professional indemnity insurance (above the 2m required by Law).
ARIF
ARIF is a self-regulating body approved by the Swiss Financial Market Supervisory Authority (FINMA) for the supervision of the financial intermediaries referred to in article 2 para. 3 of the Swiss Federal Law on combating money laundering and terrorism financing in the financial sector (AMLA).
Alpha Global Wealth SA is a Member of and regulated by ARIF, the Association Romande des Intermediaires Financiers regarding its anti money laundering compliance (ARIF no. 3086)
FINSA
The Financial Services Act (FinSA) came into force on 1 January 2020. Its purpose is to strengthen investor protection and establish comparable standards for financial services providers. FinSA requires compliance with certain rules of conduct, including the duty to inform. In this respect, in accordance with the obligations introduced under Articles 8 following of FinSA, Alpha Global Wealth SA (“AGW”) urges the Client to view the below PDF to fully understand this:
Downloadable Documents
Please feel free to download our annex documents
